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Iiroc compliance priorities.
Young kamala harris dad. Victoria pinnington senior vice president market regulation. As vice president general counsel and corporate secretary doug harris is responsible for the legal and regulatory affairs of iiroc. Iirocs executive management team biographies.
This includes the administration of the hearing panels dealer and marketplace membership matters and providing advice and support to the board of directors of iiroc. Doug harris vice president general counsel and corpor ate secretary. Doug harris a resourceful and results driven human resources executive with a proven aptitude in cross collaborative leadership.
As general counsel and corporate secretary doug harris is responsible for the legal and regulatory affairs of iiroc. Iiroc also reviews its governance on an ongoing basis to ensure that there is a proper balance between and effective representation of the public interest and the marketplaces dealers and other entities. Iiroc dealer members play an important role as one of the gatekeepers to the canadian capital markets.
Take the important next step of sponsorship said doug harris iirocs vice president and general counsel. General counsel and corporate secretary at iiroc investment. Since launching in 2016 with.
January 12 2017. Iiroc has prepared the attached proposed guidance the proposed guidance in an effort to promote consistency and enhanced standards. Doug harris vice president and general counsel 416 646 7275 dharrisatiirocca wendy rudd svp member regulation strategic initiatives 416 646 7216 wruddatiirocca.
Iiroc has referred investors to the clinic since it was first established so we are pleased to take the important next step of sponsorship said doug harris vice president and general counsel at iiroc in a statement. This strengthens our commitment to help the clinic provide critical free access to legal services for investors. This strengthens our commitment to help the clinic provide critical free access to legal services for investors the ipc is a game changer in the retail investment landscape.
Iirocs executive management team is responsible for the day to day management of the organization representing business and geographic areas.
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